i Energy efficiency potential of the European building stock: Case study for Germany Thesis for the degree in Mechanical Engineering Tillman GAUER Department of Energy and Environment Division of Energy Technology CHALMERS UNIVERSITY OF TECHNOLOGY Göteborg, Sweden, 2013 Report No. T2013-392 ii REPORT NO. T2013-392 Energy efficiency potential of the European building stock: Case study for Germany Thesis for the degree in Mechanical Engineering Tillman GAUER SUPERVISOR Érika Mata and Angela Sasic Kalagasidis EXAMINER Filip Johnsson Department of Energy and Environment Division of Energy technology CHALMERS UNIVERSITY OF TECHNOLOGY Göteborg, Sweden, 2013 iii Energy efficiency potential of the European building stock: Case study for Germany Thesis for the degree in Mechanical Engineering Tillman GAUER © TILLMAN GAUER, 2013 Technical report no T2013-392 Department of Energy and Environment Division of Energy Technology Chalmers University of Technology SE-412 96 Göteborg Sweden Telephone + 46 (0)31-772 1000 Cover Distribution of annual solar radiation within Germany (1) Chalmers ReproService Göteborg, Sweden 2011 4 Energy efficiency potential of the European building stock: Case study for Germany Thesis for the degree in Mechanical Engineering Tillman GAUER Department of Energy and Environment Division of Energy Technology Chalmers University of Technology Göteborg, Sweden Abstract In developed economies, such as the European Union’s member states, the largest potential for energy efficiency improvements lies in retrofitting existing buildings. Thus, a model has been developed to assess the energy efficiency potentials for building stocks, the Energy, Carbon and Cost Assessment for Building Stocks (ECCABS). It simulates the energy flows in buildings and returns the emissions based on the energy demands. Germany in particular is interesting as it accounts for nearly 20% of all the population in the European Union, and thus also for a major share of its building stock. Thus, in a previous master thesis Wanjani and Bauer have already completed the characterisation of the Germany dwelling building stock. Now it is possible to simulate individual and aggregated measures and see their results in terms of energy and emissions. The model is completed by a cost analysis, as this is the most important factor for the house owners on deciding on any measure to take. The simulations show that all investigated measures can be applied cost efficiently to parts of the building stock. The total savings per measure range from 1.24 TWh/a to 380 TWh/a for the whole building stock and 0.19 to 120 Mt CO2-equivalent respectively. The cost efficient savings rise up to 66 TWh/a which corresponds to 25 Mt CO2-equivalent. Further savings are achievable by subsidies, which go up to 150 bn. €/a and save up to 230 TWh/a and 632 Mt CO2-equivalent. Keywords: German building stock, energy demand, energy saving measures (ESM), energy simulation, energy efficiency, cost analysis. 5 Acknowledgements First of all I would like to thank my two supervisors Érika Mata and Angela Sasic Kalagasidis, without whom this thesis would have never been carried out. I thank you for the help during the thesis! Also Hanna Lundevall and Tri-Cang Dinh were more than once a big help and great colleagues to work with. Thank you as well! Furthermore I would like to thank my examiner Filip Johnsson, PhD. A special acknowledgment also goes to the teaching staff at my home university Technische Universität Kaiserslautern, which has provided me with a good training. Alike the teaching I received at the University of Technology Sydney and Chalmers Tekniska Högskola. A very special thank you goes to Dr.-Ing. Krätz and Dr. Triebsch which made the exchange possible and to all the other people who participated to the exchange. At this point I would also like to thank Prof. Dr.-Ing. Hasse who encouraged me by trusting into my abilities. A very special thank you goes to the friends I have made and the people I have met during my studies and before. Especially mentioned should be Johanna Klos, David Stock and Simon Stummann, which always had a helping hand, if it was needed. My last and most precious gratitude goes to my family, which has always been there for me, what so ever! Vielen Dank! 6 Table of abbreviations, acronyms and units BMVS Bundesministerium für Verkehr, Bau und Stadtentwicklung (Ministry for traffic, construction and urban development KfW Kreditanstalt für Wiederaufbau (development bank) U heat transfer coefficient [W/m2 K] WAvg.EAC Weighted average energy costs [€/a] WAvg.S Weighted average savings [€/a] WAvg.SNetE Weighted average saved net energy [kWh/a] WAvg.EmS Weighted average saved emissions [t CO2-eq./a] TotSDelE Total saved delivered energy [TWh/a] TotEmS Total saved emissions [Mt CO2-eq./a] WAvg.CE Weighted average energy costs [€/kWh*a] WAvg.AC Weighted average abatement costs [€/(tCO2-eq.*a)] Cef TotSDelE Cost efficient total saved delivered energy [TWh/a] Cef TotEmS Cost efficient total saved emissions [Mt CO2-eq./a] COP Coefficient of performance [1] SFD Single family dwelling MFD Multi family dwelling Bldg. Building Table of indices 0 Baseline value /current value 7 Table of figures Figure 1: Share of energy demand in Germany by sector (2009) (Massen, 2012)................................ 12 Figure 2: Share of the different fuel used in Germany (import / inland) .............................................. 13 Figure 3: Energy flows of buildings ........................................................................................................ 20 Figure 4: Insulation of walls ................................................................................................................... 22 Figure 5: Insulation of windows and doors ........................................................................................... 24 Figure 6: Insulation roof / highest ceiling (full) and lowest floor (dashes) ........................................... 24 Figure 7: Furnace in the buildings energy system ................................................................................. 25 Figure 8: Characteristics of different furnaces ...................................................................................... 26 Figure 9: Appliances in the building energy system .............................................................................. 27 Figure 10: Population growth by county (2009-2030) .......................................................................... 38 Figure 11: Saved delivered energy depending on the average indoor temperature ............................ 51 Figure 12: Emission saving potential ventilation ................................................................................... 52 Figure 13: Delivered energy saving potential ventilation ..................................................................... 52 Figure 14: Energy saving for different U values and different components ......................................... 54 Figure 15: Emissions for different U values and different components ............................................... 54 Figure 16: Delivered energy demand using different envelope insulation standards .......................... 55 Figure 17: Total emissions applying different envelope standards ...................................................... 55 Figure 18: Saving potential for hot water production ........................................................................... 56 Figure 19: Delivered energy saving from different electrical appliances .............................................. 57 Figure 20: Emissions saved from different electrical appliances .......................................................... 58 Figure 21: Savings of the different packages ........................................................................................ 59 Figure 22: Emission saving potential in the current building stock using solar and geothermal heat . 60 Figure 23: Emission saving potential from oil to biomass substitution ................................................ 60 Figure 24: Change over to gas ............................................................................................................... 61 Figure 25: Saved delivered energy by furnace update .......................................................................... 61 Figure 26: Emission reduction by update of boiler ............................................................................... 62 Figure 27: Annual emission saving potential ......................................................................................... 63 Figure 28: CO2-storage potential ........................................................................................................... 64 Figure 29: Demand for non-renewables delivered energy with different envelope standards ........... 65 Figure 30: Emission saved by maximum renewables in the different insulation standards ................. 65 Figure 31: Saving potential for an average building .............................................................................. 66 Figure 32: Savings of the ESMs mentioned in the pathway project ..................................................... 67 Figure 33: Result of cost efficient measures ......................................................................................... 67 Figure 34: Savings by further measures ................................................................................................ 67 Figure 35: Cost efficient savings by further measures .......................................................................... 68 Figure 36: Additional savings potential and subsidies I ........................................................................ 68 Figure 37: Additional saving potential and subsidies for the further measures ................................... 69 Figure 38: Net cost - intensity diagram of the ESM-package ................................................................ 69 Figure 39: Net costs over intensity of the german building stock (all ESM) ......................................... 70 Figure 40: Net costs - intensity diagram for SFDs ................................................................................. 71 Figure 41: Net costs - intensity diagram for MFD ................................................................................. 71 Figure 42: Comparison of the different individual insulation measures ............................................... 72 8 Figure 43: Price sensitivity of all PW measures ..................................................................................... 73 Figure 44: Cumulated investments and delivered energy saved .......................................................... 77 Figure 45: Emission saving potential per building ................................................................................. 77 Figure 46: Energy saving potential per building by age ........................................................................ 78 Figure 47: Emission saving potential per heat floor area and by building age ..................................... 78 Figure 48: Area specific energy demand ............................................................................................... 80 Table of tables Table 1: Fuel supply Germany ............................................................................................................... 13 Table 2: Share and COP of heat pumps in the German buildingstock (Platt, et al., 2010) ................... 21 Table 3: Suggested energy saving measures for the Swedish building stock ....................................... 30 Table 4: Values used for the combined ESM ......................................................................................... 32 Table 5: Building categorisation (SFD,MFD) .......................................................................................... 32 Table 6: Installed and potential power of heat pumps (Platt, et al., 2010) .......................................... 34 Table 7: Potential of the different renewable energy sources in private sectors ................................. 36 Table 8: Further energy saving measures ............................................................................................. 37 Table 9: Fuel substitution order ............................................................................................................ 40 Table 10: SO2 equivalent (Staiß, 2003) ................................................................................................ 41 Table 11: SO2 equivalent emssions of different fuels ........................................................................... 41 Table 12: Costs and cost related data ................................................................................................... 45 Table 13: Economic parameters ............................................................................................................ 44 Table 14: Outputs economic analysis per year ..................................................................................... 46 Table 15: Final energy demand for 2009 [TWh/a] ................................................................................ 48 Table 16: Energy demands of the baseline by fuel and building type .................................................. 49 Table 17: Different energy demands and corresponding fuel shares ................................................... 50 Table 18: U values for windows and their corresponding g values used for the different measures (Jagnow, et al.) ...................................................................................................................................... 53 Table 19: Savings hot water production................................................................................................ 56 Table 20: Comparison of pathway measures ........................................................................................ 59 Table 21: Sensitivity coefficients ........................................................................................................... 74 Table 22: Comparison of the different measures ................................................................................. 75 Table 23: German building efficiency subsidy programs (2005-2011) .................................................. 76 Table 26: Characteristics of different insulation materials (MHS) ....................................................... 94 Table 27: Surface areas (Wanjani and Bauer, 2012) ............................................................................. 96 Table 28: Emissions storage capacity in building material .................................................................... 97 Table 29: Close to financial beneficial measures I .............................................................................. 103 Table 30: Close to beneficial measures II ............................................................................................ 105 9 Content Abstract ................................................................................................................................................... 4 Acknowledgements ................................................................................................................................. 5 Table of abbreviations, acronyms and units ............................................................................................ 6 Table of indices ....................................................................................................................................... 6 Table of figures ....................................................................................................................................... 7 Table of tables ......................................................................................................................................... 8 Content .................................................................................................................................................... 9 1 Introduction ........................................................................................................................................ 12 1.1 Background ................................................................................................................................. 12 1.2 Context of the thesis .................................................................................................................... 14 1.3 Aim of the thesis .......................................................................................................................... 15 1.4 Structure of the report .................................................................................................................. 15 1.5 General considerations ................................................................................................................ 16 2 Standards and policies ........................................................................................................................ 17 2.1 Data sources ................................................................................................................................ 17 2.2 Standards for dwellings ............................................................................................................... 19 3 Methodology ...................................................................................................................................... 20 3.1 The Energy, Carbon and Cost Assessment for Building Stocks (ECCABS) model ................... 20 3.2 Updating the data of the German building stock ......................................................................... 21 3.3 Construction and efficiencies ...................................................................................................... 22 3.3.1 Construction ......................................................................................................................... 22 3.3.2 Furnaces ................................................................................................................................ 25 3.3.3 Appliances ............................................................................................................................ 27 3.4 Energy saving measures (ESM) .................................................................................................. 30 3.4.1 Already in the Pathway Project mentioned measures........................................................... 30 3.4.2 Emission reduction by fuel change ....................................................................................... 33 3.4.3 Other measures .................................................................................................................... 37 3.5 Environmental impact ................................................................................................................. 40 3.5.1 CO2 equivalent...................................................................................................................... 40 3.5.2 SO2 equivalent ...................................................................................................................... 41 10 3.6 Costs ............................................................................................................................................ 42 3.6.1 Measures ............................................................................................................................... 42 3.6.2 Maintenance ......................................................................................................................... 43 3.6.3 Variables and fixed values for the cost analysis ................................................................... 43 3.7 Sensitivity analysis ...................................................................................................................... 46 4 Results ................................................................................................................................................ 48 4.1 Validation of the model ............................................................................................................... 48 4.2 Baseline results ............................................................................................................................ 49 4.2.1 Current demand and shares .................................................................................................. 49 4.2.2 Different insulation standard scenarios and corresponding fuel shares ................................ 50 4.3 Results for ESMs mentioned in the pathway project .................................................................. 51 4.3.1 Use of thermostats to reduce average indoor air temperature .............................................. 51 4.3.2 Ventilation with heat recovery (SFD and MFD) .................................................................. 52 4.3.3 Increase of insulation of the envelope .................................................................................. 53 4.3.4 Reduction of power used for hot water production .............................................................. 56 4.3.5 Reduction of power used for appliances, lighting, circulation pumps and packages ........... 57 4.4 Results for emission reduction by fuel change ............................................................................ 60 4.5 Results for the further investigated measures .............................................................................. 61 4.6 Results of increased insulation .................................................................................................... 65 5 Cost and sensitivity analysis ............................................................................................................... 66 5.1 Current economic output ............................................................................................................ 66 5.2 Changing energy prices ............................................................................................................... 73 5.3. Sensitivity analysis ..................................................................................................................... 74 6 Discussion .......................................................................................................................................... 75 6.1 Comparison of different measures with literature ....................................................................... 75 6.2 Limitations of the results ............................................................................................................. 79 6.3 Recommendations ....................................................................................................................... 80 7 Conclusion and further research ......................................................................................................... 82 8 Bibliography ....................................................................................................................................... 84 9 Appendixes ......................................................................................................................................... 92 9.1 Energy standards for dwellings in Germany (and some reference values) ................................. 92 9.2 Greenhouse gas emissions of different fuels and their efficiencies ............................................. 93 11 9.3 Properties of different insulation materials ................................................................................. 94 9.4 Energy and emission storage and saving potential from insulation ............................................ 96 9.5 Energy consumption and emission storage from walls, roofs and floors .................................... 97 9.6 Energy prices ............................................................................................................................... 98 9.7 Sensitivity analysis ....................................................................................................................... 99 9.8 Estimation of subsidies and efficiencies .................................................................................... 100 9.9 Current input file ....................................................................................................................... 107 9.10 Changes in the code ................................................................................................................. 137 Acknowledgement of Original Work .................................................................................................. 138 12 1 Introduction Germany is with a population of about 82 million people the biggest country in the EU and correspondingly holds a major share of the buildings. Thus it is a major factor by achieving energy and emission saving goals in the housing sector. The chapter will give a short introduction into the topic and introduce the Pathway project of which the thesis is part of. In addition the structure and the aim of the thesis will be presented. Concluded will the chapter be by general considerations and correlations related to the energy demand of buildings. 1.1 Background In today’s general discussion about energy, climate change and greenhouse gases the general public tends to simplify it to transportation and industry. But in Germany the private sector accounts for about one third of the German energy demand, as indicated in Figure 1. Even though much effort is taken, also by private persons, to increase the share of renewable energies, one may not forget that energy not consumed is the best energy saving measure. The personal use of energy can be split up, among many other possibilities, into two categories. In the first category one can find all the consumption which is mainly based on personal habits, e.g. use of different methods of transportation. The other group sums up all the topics where no decisions on a daily base are made, e.g. type of fuel for heating, insulation of the house. The first group is mainly influenced and changed by attitude and psychology. Furthermore the general public moves to a greener life style, so a positive trajectory may be assumed. The second group is in a sense harder to change, as it in some cases includes major investments with very long lasting effects. Building or renovation of a house is a demanding business, mentally and financially. But in this situation major decisions are to be made, which last for up to a century. ‘How much money do I want to spend on insulation or an efficient heating system?’ In the past, where low energy prices were assumed to be constant, houses where build rather less insulated and faster. Transport Privat households Industry Trade & commerce Figure 1: Share of energy demand in Germany by sector (2009) (Massen, 2012) 13 Besides all that personal issues also national and political issues have to be considered. Europe in general and especially Germany are relying on fuel imports. As a consequence money leaves the country (or continent) and is not spend locally. By reducing the costs for energy and increasing the share of value added in the local economy, also the national (or European) economy will benefit. This becomes clearer if one assumes that always the same share of salary is saved and the rest spend. So if there is less energy to pay for, there is more money to spend on the (local) economy. Table 1: Fuel supply Germany 1 Country Gas and oil (position / share of import in %) (Berlin, o.a., 2012) Coal (position / share of import in %) (Berlin, o.a., 2012) Uranium (position) (Paaßen, 2010) Algeria 8 / 2,5 --- --- Azerbaijan 9 / 2,5 --- --- Columbia --- 2 / 25 --- Kazakhstan 5 / 3,6 --- 3 Libya 7 / 3,4 --- --- Niger --- 1 Nigeria 6 / 5,3 --- --- Russia 1 / 37,2 1 / 25 2 Uzbekistan --- --- 4 The political aspect is that it is much harder to convince someone, e.g. to more freedom of speech or human rights, if you are depending on its exports. Looking at the energy fuel exporting countries a certain coincidence may become obvious. This is actually a contradiction with 1the shares for uranium are hard to estimate, as the fuel is reused and resold 0 20 40 60 80 100 Coal Gas Oil Uranium Lignite Renewables Import Inland Figure 2: Share of the different fuel used in Germany (import / inland) 14 the energy strategic triangle (‘Energetisches Zieldreieck’). The energy strategic triangle allows to rate energy sources according to 3 major aspects, security of supply, environmental impact and cost-effectiveness; where the first mentioned might be compromised rather easily. A part of the security of supply is the duration, how long the fuel can be supplied. It is widely assumed that we already passed peak oil, the maximum oil banking capacity, and along with that declining oil resources. Also a simple change form one fossil fuel to another is not doing the trick, as peak (natural) gas and peak uranium will also come. Such changes in fuel might at most be seen to buy some time. The last aspect, which is probably the most important one, is the 2°C climate target UNFCCC. As Germany is a big country, in terms of population and economy, also major saving potentials exist. As energy is a driving cost in the major companies, which account for the majority of the non-residential energy demand in Germany, they have applied measures to cut back on their consumption. Furthermore the emission trade scheme encourages the major energy consumer (and along with that greenhouse gas emitter) to reduce their impact on the environment. (Umweltbundesamt, 2013) The EN 1600 helps the industry, which uses a major amount of energy, to cut back in consumption and to optimise their production in terms of energy and emissions. Depending on the size of the energy used a whole team of engineers might be occupied. Thus a focus on the German housing stock seems more legit. All those problems are address in the ‘Pathways to Sustainable European Energy Systems’ project. In addition small and medium-sized companies may also benefit from the measures proposed in this thesis and otherwise, as they often are based in a housed build for residential purpose. Especially the small businesses, and mainly the craftsmen among them, might benefit more from a specialised optimisation by their guild than from a rather general work like this. Big companies, which account for the second third of the German energy demand, use individual energy optimisations; the suggestions made later can be seen as optimisation for the last third, private houses, and also small businesses. As already stated by Vahlenkamp private houses have the biggest additional saving potential. Unlike onshore wind, which has a similar local added value and volume, the efficiency in the private houses has negative costs for reducing emissions. (Vahlenkamp, et al., 2012) All the above stated arguments allow the reduction to the German dwelling stock. 1.2 Context of the thesis The thesis itself is part of the ‘Pathways to Sustainable European Energy Systems’, in the following abbreviated as Pathway (PW), a broad research project concerning all topics related to the future of energy in Europe. In this project several energy saving measures (ESMs) for dwellings have already been introduced and tested for the Swedish building stock. Those measures will now be introduced to the German building stock, if applicable. The impact of this introductions will be measured in costs, energy and emissions saved. 15 1.3 Aim of the thesis The aim of this thesis is to estimate the energy and cost saving potential in the German dwelling stock, with respect to several technical and non-technical restrictions and the resulting reduction in greenhouse gas emissions, in the following emissions. Based on this, suggestions of what actions to take will be given. Besides the saving and efficiency measures directly related to everyday consumption also further measures are investigated. Those measures apply either to the planning phase or to the upstream chain e.g. building material. They are of special interest, as they consume the energy within a short time and are used for a long period of time. A good example of such is insulation material which is produced and used within weeks, but lasts for decades. 1.4 Structure of the report In a first step the data sources will be investigated, which were used for the simulations. This is the first and most critical step, as all further steps are based on that information gathered and fixed in the very beginning of the project. Along with the data, also currently in place (and finished) programs, policies and projects are presented. The following chapter deals with the ECCABS model which will be presented in the first subchapter, followed by the updated values. Then follows a deeper look into efficiencies, as they are the major contributors to the success of any energy related project. These efficiencies also include the energy demand of building materials, as they also contribute to the total emissions of a building. The chapter will be concluded by introducing already broad up energy saving measures (ESM) during other work in the ‘Pathways to Sustainable European Energy Systems’ project and further suggestions. As the main aim is to reduce the emissions the change in fuels and the increase in efficiency are investigated on a more detailed level. The results are presented in the following part of the report. The results will split up the usage of the different fuels used and the corresponding emissions will be presented. A comparison with similar work will be drawn to validate the results received. The subsequent sensitivity analysis compensates for the uncertainty in predicting data and other values into the future. The report then is concluded with a discussion, a conclusion and a suggestion for further work. 16 1.5 General considerations As Germany decided to shut down all the nuclear power plants till 2020 and mainly new gas and coal power plants are in planning, the (average) emissions per kWh electricity will increase, assuming renewables will not be able to compensate. From this perspective, and that electricity has the highest exergy2 of the considered energies, to reduce emissions electricity should only be considered the last option to choose. To supply the same comfort to the inhabitants, which can be expressed as final energy, there are several ways to change/reduce the current system: 1) Increase efficiency By increasing the efficiency, less primary energy is needed to supply the same amount of final energy or comfort. 2) Substitute fossil fuels To reduce the emissions for the same final energy, less CO2 intense fuels must be used, even though their (theoretical) primary energy demand might be higher. This can also be seen as an efficiency measure, as the emissions per final energy are reduced. 3) Decrease the demand The demand can be decreased either by decreasing the wasting, which is another form of efficiency or by changing habits, in this case of the inhabitants. This is mainly subject to psychological aspects which shall only be mentioned along the main argumentation, but not further investigated. The expression of comfort as final energy can be shown by some simple examples, e.g. opening a can or drying laundry. So, put in an easy expression, one could say: Demand and supply must be improved! Along with increasing efficiencies and decreasing demands renewable energy sources need to be used, even if these result in a higher delivered energy demand. As they are renewable, this still decreases the emissions. The report will group the type of fuel into two groups, fossil and renewable. The first group covers oil, gas, district heating, coal, electricity and others. Whereas the second group accounts for the rest, solar, biomass & waste, geothermal and other heat pumps. Whereas gas, district heating and electricity can be produced from renewable sources, they are mostly not. Thus the grouping is used in the following report. Even though the term renewable is not exactly right for solar, as the sun does not ‘renew’, but ‘only’ will exceed the lifetime of humanity, it follows the most common categorisation. 2 Exergy describes the ability to change one from of energy in another. The higher the exergy is the easier it is to change it into energies with lower exergies. 17 2 Standards and policies In the following chapter the sources mainly used are introduced. There sources provide the data, which is the basis for the following simulations. The second part introduces shortly the major regulations which refer to the building stock. 2.1 Data sources As already mentioned above the data used are crucial and fundamental for the simulation, as they have a major influence on the outcome. The influence can also be seen in the sensitivity analysis. To assure a sufficient precision of the numbers used, they were taken from official national and international statistics and cross checked if possible. Furthermore, earlier studies from universities and other recognised institutions have been included. A detailed list, of the studies referred to, can be found in the bibliography at the end of the report. For the convenience of the reader the different sources are merged into two groups: official (national and international) and universities & other research facilities. The group of official sources consists of the following: • Eurostat Eurostat is the statistical office of the European Union (based in Luxembourg) and provides data of all the member states and important neighbouring countries and trading partners. • DESTATIS: Statistisches Bundesamt (Federal statistics agency) The DESTATIS is the federal department for statistics in Germany and it is supplemented by the 16 state departments for statistics. They provide statistic data for Germany and its major trading partners and neighbours. • KfW: Kreditanstalt für Wiederaufbau (government-owned development bank) The KfW is a government owned bank in Germany which only purpose it is to provide money to the general public and industry in fields of special interest, e.g. education, local infrastructure or energy saving. All the government aid programs in that field are run by the KfW. The KfW also publishes all funding they have given and is therefore an excellent source for statistical data in the field of energy in the private dwelling sector. 18 • UBA: Umweltbundesamt (Federal environment agency) The UBA is part of the federal German ministry for environment, nature conservation and reactor safety. It funds and publishes research in different fields related to environment and is thus a valuable source for information, especially on the impact and potential of renewable energies. • EEA: European environment Agency The European environment agency is one of the EU agencies and is run in cooperation with several neighbouring countries. The EEA provides as well the EU and other governmental boards, as well as the broad public with data concerning a broad variety of information related to environmental questions. The second (academic) group consists of the following members: • IWU Institut Wohnen und Umwelt (Institute for living and environment) The IWU is a state funded (and owned) institute for research in the fields of living, energy and integrated, sustainable development. It is also a major source for the prevenient work by WANJANI and BAUER, on which this research is based. • ifeu - Institut für Energie- und Umweltforschung(Institute for research in the field of energy and environment) The IFEU is a private owned research facility (GmbH), which was a spin-off from the nearby University of Heidelberg. The institute looks back on over 30 years of independent research in the fields of energy and ecology and their economic consequences. • Schwäbsich Hall AG Schwäbsich Hall is a cooperative owned building society, which finances housing related project, like new buildings and (energy) renovations. As one of the biggest building finances in Germany is a good source for actual average cost for certain measures. 19 2.2 Standards for dwellings EU regulations apply to a various number of fields related to buildings. One of the major ones is the energy efficiency of appliances. This rates the different appliances on a scale3 and gives the consumer the chance to choose an energy efficient product. This also allows further to ban products from certain classes from the market, e.g. light bulbs. This regulation is influencing this research, as electric appliances are treated as heat sources. As those regulations are already in place, only their influence (reduced heat gains from the electric appliances) will be investigated. Along with those EU regulations also national regulations apply, which are mostly based on the EU regulations, but refer to the national institutions. In Germany the federal founding is, as mentioned before, executed by the KfW. The KfW set standards whether a refurbishment is funded and/or subsidiesed or not and at which conditions. These standards vary with the laws concerning the energy use in dwellings. In addition the German laws from the late ‘70s to ‘90s have a similar character and must be included. The different regulations have different bases. While the laws refer to the net heating demand, the early KfW-standards use the primary energy demand as a reference. The newer standards, 2007 and later, also limit losses due to transmission. The passive house standard and the Effizienzhaus Plus standard are not based on laws, but on architectural / civil engineering concepts. They both limit the primary energy demand and the Effizienzhaus Plus also the total energy demand. The fact that they use different bases for calculation makes them different from the standards mentioned above. A detailed table can be found in appendix 9.1. 3 Scale going from A – F with A+, A++, etc. for different types of appliances. 20 3 Methodology Whereas the last chapters introduced the context and the data used in this research, the following chapter deals with the methods and models used. The chapter is starting with the introduction of the core model and the updating of different characteristics of the German building stock. It then focusses on the efficiencies of different parts of the model. Following the investigated measures are introduced shortly and also the way of investing their financial and environmental impact is described. 3.1 The Energy, Carbon and Cost Assessment for Building Stocks (ECCABS) model The energy demand of a building is defined by its balance of the different energies, so influx minus outflow. An overview of the major heat gains and flows is given in Figure 3. To estimate the heat and energy fluxes through the boundaries of a building basic heat and mass transfer is used. The ECCABS model uses two boundaries. All renewable and fossil fuels need to be converted into useful energy in the furnace. So the furnace is treated as an independent system, which has the (fossil and renewable) fuels, for which the owner is charged for, as an influx and the heat gains and waste heat as outflows. Together with the other influxes and outflows they form the net energy balance of the system (building). In contrast the sum of all solar, fossil and renewable fuels is called delivered energy. The simulation consists of two parts using two different programs, MATLAB and Simulink to calculate those balances. While Simulink is used to solve the energy balance of each building type, MATLAB handles the in- and output of the simulation. Additionally the emissions and costs of fuels are calculated, based on an input file. As the simulation is a projection in the future certain uncertainties occur, e.g. energy prices. These uncertainties can be used as an advantage by manipulating several values, e.g. taxes on emissions, to see the influence of the different parameters. The output of the model is a file, which list the different energies: 1. Heat use: Space heating and hot water 4 4 Cooling is also possible, but it is neglected for Germany, as there are only a neglectable number of housings that are featured with air conditioning systems. (~0.5 %) Figure 3: Energy flows of buildings Transmission losses 21 2. Heat gains: radiation, lighting, electrical applications, occupants 3. Heat losses and free cooling 4. Heat recovery: transmission, air conditioning systems 5. Electricity consumption: fans and hydronic pumps The total energy demand can then be calculated by summing up 1 – 3 and 5 and subtracting 4. Furthermore, the demand for the different fuels and energies is presented, along with the costs and emissions associated to them. (Mata, et al., 2011) 3.2 Updating the data of the German building stock To get an as accurate result as possible the data used for the simulation, especially the shares of the different fuels and the houses have to be as new as possible. As the data provided by Wanjani and Bauer are from December 2012, so just several weeks old, no major differing information where found. And thus, except for the introduction of heat pumps, no major changes were made. The used values where compared with other data available, e.g. (Diefenbach, et al., 2011). Those values show similar magnitudes for the different types, but different shares in used fuels. This is reasonable, as those data is extracted from subsidies for renewing of furnaces. So the high shares of coal and electric heating are plausible, as they are much older and much more likely subject to change. Also the higher share of oil furnaces than of gas fuelled is plausible, as gas furnaces are more efficient and come with some other benefits and thus are preferred nowadays by the general public over oil furnaces within the last years. Additional data for the heat pump is available for the different types of heat pumps and their average COP, but not for the type of building they are installed in. The following data was extracted and introduced: Table 2: Share and COP of heat pumps in the German buildingstock (Platt, et al., 2010) Heat pump Type Number Share [%] COP A Air-water 88,000 0.49 3.4 B Brine-water 155,000 0.86 4.5 C Water-water 26,000 0.14 4.9 As the share is rather small and the COP is depending on the temperature differences available in the specific application, an average COP was introduced on the base of the different COPs stated above and the shares they represent (COPav = 4.179). (Platt, et al., 2010) Also the share of solar space heating and solar hot water production was introduced to 0.53% of the total production each. (Wasserstoff-Forschung, 2011) More detailed information on the technique can be found in chapter 3.4.2. 22 To balance the energy the other fuels where degreased to fit a 100% (±1%) heat supply to the building class. As mentioned earlier Germany is going through a change in its electricity supply and thus the emissions per (average) kWh electricity will change. To be consistent all emission data used was taken from the GEMIS project. This data also includes the upstream chain for the different fuels. The data used can be found in the9 Appendixes appendix. ((IINAS)) 3.3 Construction and efficiencies Reducing the energy consumption does not necessarily also result in a reduction of greenhouse gasses. For this reason the overall emissions of different insulation types are compared shortly. Also the efficiencies of different energy converters will be investigated, which also play a major role in the delivered energy demand. These efficiencies can be split up into two groups, due to construction or appliances. The construction ones are due to the civil engineering design of the building and mostly harder to change. The efficiencies to appliances are, in general, easier to change, but also much more depending on changing everyday habits. 3.3.1 Construction The construction efficiencies are dominated by the (outer) envelope. The envelope mainly consists, in terms of energy, of four different elements: • Facade / (outer) walls • Windows (and doors) • Roof / attic (ceiling of the highest heated room) • Basement (floor of lowest heated room) The facades are in today’s discussion the main topic if it comes to energy efficiency in (private) buildings. On the one hand this is reasonable, as the outer walls contribute the majority of the envelope. On the other hand their heat transfer value is (already) rather low, compared to the one of windows. In addition strengthening of the envelope is generally considered a rather expensive and time consuming method. But nevertheless it is crucial, especially for older dwellings built before the first laws concerning energy efficiency in November 1977. As it is seen by a lot of inhabitants as a major disturbance an Figure 4: Insulation of walls 23 energy makeover of the outer envelope might be combined with aesthetic improvements, e.g. new painting. By this one could also make use of several synergies, e.g. only one scaffold needs to be erected. The insulation increases the thermal resistance of the building against the environment. It attempts to keep the inside of the building at a constant and comfortable temperature. Never the less how big and good the insulation is, it will never be able to block all heat being transferred from the inside out (or the other way around). But this is not totally necessary, as minor air circulation increases the quality of the air, e.g. in terms of oxygen level or unpleasant odour. Furthermore the insulation, including the facades, also has the ability to store and supply heat over a longer time5. The same applies for 'cooling' in summer, when the insulation is not only a resistance to the heat flowing into the building, but also stores heat from the outside and thus keeps the inner of the building cooler. The facades can then purge the heat stored during the night or cooler times of the day. The ECCABS model itself only accounts for the heat transfer coefficient, but not in which way it is achieved in the actual building. This is absolutely sufficient, as the heat demand is only depending on that. But as mentioned above, the insulation (including the facades) has a huge influence on the comfort inside a building. One can experience that by being in an old house (some centuries ago built) where at a hot day a pleasant climate can be found, whereas a building of newer construction dates, assuming the very same conditions, needs some kind of air conditioning to maintain the same comfort. This little example shows the influence of the heat capacity of the facades insulation system. Another aspect is the energy balance of such insulation, because there is no point in investing more energy in transport, production etc., than it is saved later. If it comes to insulation material, two materials come in mind, as they are used widely: mineral wool and polystyrene panels. Besides those two there is a variety of different other materials and systems available. Besides the energy consumption of the different materials, also their availability is important. Availability in this sense means if the basic material is renewable or fossil, where renewable also includes otherwise waste materials from other processes. A detailed list can be found in the appendix. The choice of the preferable material should also be depending on the local availability to reduce transport emissions, similar to the choice of roof covering before the introduction of standardised roof tiles. A good example of such are thatched roofs in Northern Germany. As the insulation will be not removed it may also be of interest how to recycle the materials. From that perspective two attributes would be perfect: reusable and easy to split in its basic compounds. All the renewable materials have the advantage that they are decomposable. This might be seen as the optimal solution, from today’s point of view, as most of the left overs of a building are landfilled. 5 Assuming the insulation is applied outside. 24 The earlier mentioned example shows another alternative to extra insulation, thicker walls. Due to low energy prices in the past and faster constructing processes, demanded by the customers, the walls became thinner and thinner and less thermal resistant materials have been used. Now this time saving during the construction must be paid back with both higher energy demands (and costs) or an additional construction period. Thicker walling does not only apply to the new build dwellings, but also to the existing building stock. This insulation has several requirements, e.g. sufficient space, if the additional wall is to be erected inside. This might be necessary because of heritage status of the storefront or insufficient space in the direct area. From table 9.3 in the appendix one can see that no matter which material will be used for insulation (e.g. to a standard of U = 0.2 W/m2*K) the primary energy will pay back within only some month or years at most. Also in terms of thickness all the materials result in a corridor between 20 and 30 cm, except for PU, wood wool slab and calcium silicate. A much bigger effort needs to be taken by improving the thermal resistance of the windows (and doors, see Figure 5). As the windows can hardly be exchanged within a day, the inhabitants have to face major drawbacks in their comfort. In addition an exchange can only be done at good weather, no or just a little rain, and not to cold temperatures, as those would cause too much discomfort for the inhabitants. The highest roof or insulating ceiling is the ceiling/wall which separates the heated area of the dwelling from the unheated area above, see Figure 6. In most cases this is the ceiling of the top room. The basic method of insulation is rather simple, as mostly mineral wool is used. Today we see an increasing share of renewable, biomass based materials. Much less effort needs to be taken to improve the insulation o the lowest floor. This is due to the fact that most houses have an unheated basement and the requirements in terms of tightness and (weather) durability are much lower (see Figure 6). Figure 5: Insulation of windows and doors Figure 6: Insulation roof / highest ceiling (full) and lowest floor (dashes) 25 Another aspect is the so called a/v ration. This characteristic of building is the ratio of the outer surface area and the volume enclosed. This ratio is very interesting from an energy point of view, as heat needs area to be transferred. So the more volume per dwelling, hence more people, are covered by the same outer surface, the less heat is transferred. This assumes the same temperatures and heat transfer rates. This is a planning aspect of a house, which can not be changed after the construction. As this aspect only applies to new dwellings it will not be further investigated in the discussion. 3.3.2 Furnaces Furnaces, in this case, are all appliances, which aim it is to convert delivered energy6 or electricity into heat or in a more general net7 energy, see Figure 7. This unit varies a lot within the German building stock, whereas gas and oil boilers are most common and electrical furnaces are in the down. Also an increasing share of renewables can be found. A study shows that in Germany about 88% of all used furnaces are not up to date. (Discher, 2010). Another crucial aspect, concerning the heating device, is the right dimensioning. Like all other appliances also heaters have an optimal operation condition. The further away from such point a heater is operated the lower is the actual efficiency. This dimensioning is very much depending on the size of the dwelling, the climate and its inhabitants need for heat. This load varies during the year and along with that the efficiency of the heater. The more units are heated with one heating system the more average the heat demand will be, always considering the naturally given temperature changes over the year. From this one can see that heating systems covering one floor, or even less, are not very effective. Those systems can be found in rather simple multi-storey dwellings. 6 Delivered energy is sometimes also referred to as secondary energy. 7 Net energy is sometimes also named tertiary energy. Figure 7: Furnace in the buildings energy system 26 Figure 8 below shows the degree of utilisation of different boiler types. This shows how much heat is gained per energy delivered as fuel, upper heating value. A further benefit which comes along with every change of a furnace is the readjustment to the actual heating demand. As stated above about 88% of all furnaces in Germany are out dated. As a result of rather cheap energy prices in the past, furnaces where over dimensioned. This wastes a lot of energy, specially keeping in mind that old furnaces have only in peak loads good efficiencies, but in lower loads the efficiency declines rapidly, as indicated in Figure 8. The dimensioning is also very much depending on the number of inhabitants, which may change over time. Also a simple readjustment of the heating program and regular maintenance increase the efficiency. (NRW) All those characteristics are far too much depending on the specific case and may thus not be further investigated in this research. But rather they may be seen as an additional benefit. From Figure 8 the current average furnace efficiency can be estimated to about 90%. An update of the furnaces to condensate boilers can increase that efficiency to 96%. The numbers in Figure 8 refer to the lower heating value, which are thus about 5 % lower than the efficiency (referring to the upper heating value), which is used in this thesis. These values correspond to the values found in up to date furnaces, e.g. BUDERUS. Another crucial part of the heating system is the circulation pump, which circulates the water from the furnace to the radiator and back. While old models run constantly new models run only when needed and at lower energy demand per heated floor area. D eg re e o f u ti li sa ti o n Utilised capacity Outdoor temperature Share annual heating demand Outdated furnace Low temperature boiler Condensing boiler (70/50) Condensing boiler (40/30) Figure 8: Characteristics of different furnaces 27 3.3.3 Appliances Appliances are all further electrically powered units, except for heat pumps, which do not have the purpose of heating, see Figure 9. Appliances might be in this case split up into two different groups. The first group are all kind of (electric) lighting. The second group includes all the other machines used in (private) dwellings, e.g. oven, TV, stereo. Other heat supplying units, as stoves, water boilers etc., should also be considered, as they are mostly used on a daily basis and for a rather long time. Cooking is the second major energy consumer in buildings. In Germany mostly electric fire place can be found after a change over in 80’s. In general there a three types of stoves commercially available. As mentioned above the most common one is the electric oven. This converts all the electric energy supplied into heat. Where this heat is transferred then is very much depending on the size of the bottom of the pot or pan used. This needs to fit perfectly to use all the heat and be of matching type. The second type is gas ovens, they can be found in older and commercial kitchens, as they come with certain benefits for cooking. In Germany gas ovens have a rather bad image as they are seen as old fashioned and dangerous (leakage of gas). Depending on the fitting of the pot or pan nearly all the energy is transferred from the gas to the food. The third and last is the induction oven. This converts also all the electric energy supplied into heat. As it requires special pots and pans they fit perfectly and nearly 100% of the heat is transferred. The major difference, in terms of energy, is the source of energy. As the German electricity generation system has an average efficiency of about 33% this needs to be considered in the energy balance. Assuming for all three types same negligible losses for transportation and maintenance, the gas stove provides the highest efficiency. Another often discussed aspect is the lighting. The EU commission adopted two regulations concerning the efficiency of lighting in 2009. Till 2012 all types of conventional filament lamp were banned from selling in the EU. The expected outcome of this is a reduction of about 15 million tonnes of CO2 emissions. (EC45/2009, 2009) A further often neglected aspect is the transportation, production and recycling of the bulbs. Even though the new bulbs maybe a little more difficult to handle, the reduction of emissions and energy in transport (and other parts of the life cycle) are most favourable, as their lifetime is, even for the ones of poorest lifetime, more than six times higher. The best ones achieves up to 19 times the lifetime of a conventional bulb. This means saving 18 times the transport with trucks. The Figure 9: Appliances in the building energy system 28 annual energy demand is 88 kWh compared to 480 kWh for conventional bulbs. (Salzburg, 2013) While dryers provide a certain comfort for the users, they also consume a lot of energy. The producers give values between 2 and 4 kWh per load (dena). The 42% efficiency of the average German power plant (Bundesumweltamt, 2013) more than doubles those values. Those values are for the up to date models, but not for the thousands of machines in current use, purchased 15 or more years ago using 30 kWh or more. Clothes lines in contrast consume no electric energy at all during operation, but require more time and space. In addition the maintenance, production and recycling of dryers needs to be taken into account as well. The use of dryers (in private households) is not only due to the personal comfort of the user, but also due to space available. So this issue should be kept in mind by the design of new dwellings. The other mentioned appliances are subject to the European Union energy label. This label was introduced in directive 92/75/EEC and updated with directive 2010/30/EU. The label informs the consumer about the energy demand of the product. The rating is based on an average reference model or a fixed value (based on the category) and thus up to date. Nevertheless the differentiation in the high efficiency is rather poor, as all products above certain efficiency are grouped together whether they use 30% or 5% of an average model. A new, more detailed scale seems necessary. In terms of energy all (electric) appliances can be represented by an energy or heat source in the model used in this thesis. This might suggest that there is no real need to improve anything from a bigger point of view. But one needs to keep in mind that all the electrical appliances use electricity, which is produced at about 42% efficiency in Germany. The aim of the EU 20-20-20 project and this thesis is to reduce the CO2 emissions, which are most often coupled to the energy demand, but not always. Also a change to climate neutral fuels, e.g. wood, or more efficient supply/production of tertiary energy also reduce the GHG emissions. It can be summarised that all fuels need to be used as close to the area of production and the consumers to reduce emissions based on transportation. As the availability of sustainable, renewable fuels vary between the different regions within Germany, also the tertiary energy production as to be adjusted. Furthermore the political borders (at least within the EU) should be overstepped, to provide an optimal supply. Special attention needs to be brought to residential accommodations, retirement homes and such. Those institutions have a mainly social goal rather than an economic. This suggests that there is some saving potential left. Even though only about 5% of all Germans live in such an accommodation, the potential might not be neglected. This is mainly due to the ownership, as it is owned not by a private person, but a legal entity. Such entities are mainly interested in a higher profit (whether it keeps the profit or not). Also long term investments are more likely, 29 as they can be seen as financial investments, without the drawbacks8 of such investment in their own dwellings. (Jochum, et al., 2012) These types of dwellings are also very interesting as they mostly come with in the rent included water, heat and electricity. This might reduce the effort to save on services which are already included in the rent. Rather simple methods, as motion detectors instead of switches, water efficient taps, toilets and showers will increase the efficiency of such dwellings. 8 These drawbacks are mostly due to the reduced comfort during the construction period. 30 3.4 Energy saving measures (ESM) After establishing the model and creating a baseline, the current demand and the influence of different measures is tested. The measures can be grouped into three groups. The first one consists of the measures already mentioned in the pathway project. The second group investigates the changes in fuels and the inclusion of alternative energy sources. And the last group sums up all which are not mentioned by then. For all three groups a short list is given in the beginning and then a more detailed description of the different measures is presented. Depending on the measure, either a single simulation is done, or a sensitivity analysis. The approach follows the idea of first to reduce the demand and then reduce the emissions (per kWh). 3.4.1 Already in the Pathway Project mentioned measures For single- and multi-family dwellings a list of measures has been published, with respect to the Swedish housing stock. This list is investigated first, as Germany has partly some common aspects with Sweden, like climate and building style. The list is sorted by the energy saving potential of every measure (for Sweden): Table 3: Suggested energy saving measures for the Swedish building stock No Measure PW1 Use of thermostats to reduce indoor air temperature to 20°C PW2 Ventilation with heat recovery (SFD) PW3 Ventilation with heat recovery (MFD) PW4 Increase of insulation of the facades PW5 Increase of insulation of windows PW6 Increase of insulation of cellar/basement PW7 Increase of insulation of attics/roofs PW8 Reduction of power used for the production of hot water to 0.8 W/m2 PW9 Reduction of power used for the production of hot water to 1 W/m2 PW10 50% power reduction of appliances PW11 Reduction of power demand of circulation pumps PW12 50% power reduction of lighting PWA Combination of all above 31 The German building stock differs from the Swedish one, specially keeping in mind the programs run in Germany within the last years to increase the share of renewable energies used and strengthen the insulation. Nevertheless it is a reasonable start as a rather large number of buildings might still be in their original (-energy-) setup. The heat transferred through the wall (by conduction and convection) is direct proportional to the temperature difference and the U value of the wall. As the outer temperature is fixed only the inner temperature can be changed. This can be done by thermostats, which control the indoor temperature automatically, and thus reduce the heat transfer through the envelope. Model representation: Reduced Tmin Ventilation systems exchange the air inside a building to guarantee a pleasant climate inside. The air going out is warmer as the air flowing in and the inflowing air must be heated to the inside temperature. The energy required for this could partly be gained from the outgoing air. As only 0.5% of all dwellings in Germany have an air conditioning system this method must been seen as a new investment, rather than a technical upgrade of an existing system. Model representation: HRec_eff = 0.5 The insulation has a major influence on the heat demand of a building, as mentioned before. By increasing the thermal resistance less heat is transferred out of the building. The envelope consists, as mentioned above of several components with specific thermal resistances and shares in area. Special attention should be brought to heat bridges, which bridge the surrounding insulation of the (outer) envelope. The (outer) envelope of a building consists of four main parts (from an energy perspective): (Outer) walls, windows, roof / attic and basement / lowest floor. The heat transfer is, as already mentioned depending on the U value of the envelope. This average U value can be decreased, so less heat is transferred, continuously. This means not all building from a certain class are insulated better, only the overall average. This allows to pick the buildings most promising, or best suiting by other aspects. Thus measures four to seven will be investigated as a sensitivity analysis. Model representation: Reduced overall U value The reduction of energy needed to produce hot water can be mainly achieved by using a more efficient (newer) boiler. Instead of reducing the (primary) energy demand to produce hot water, also the demand for hot water can be reduced by using inlets for taps, showers, etc. This saving potential is estimated to about 10%. (Kirchner, et al., 2009) Both reductions have the same representation in the model. Model representation: Reduced Hw The electric appliances in a building work as a (electric) heater, as they transform a part of their electricity consumption direct into heat and the rest indirectly, with another step in between. This may be good in the first attempt, as it does not matter, for the temperature of the building, where the heat comes from. But as they are powered by electricity, the most exegetic energy available in private households (with a poor efficiency over the whole process) it becomes obvious, why the input of electricity should be reduced as much as possible. Model representation: Ac Circulation pumps circulate the transport medium though the heating system. Up to date models run when heat is needed, whereas older models run continuously. The saving potential by replacement of the 18.1 mio. pumps can be up to 90% of the original required energy (per year and unit) and about 50% in average. About 52% of all circulations pumps used in Germany are older than 10 years. Furthermore those pumps are mostly over dimensioned. In addition to the saved electricity also 10-15% heat is saved, as rooms are not heat 32 unnecessarily. (Wohlauf, et al., 2005) A case study by Grundfos emphasises that the real savings from a new circulation pump are bigger than the savings calculated based on the technical data. The average saving in the study was about double. (GRUNDFOS, 2011) Model representation: HyP The combination of all the ESMs above is also investigated. As not all ESMs are using definite numbers, the up to date values are used. The following Table 4 gives an overview over the values used: Table 4: Values used for the combined ESM ESM 4-7 11 value Uoverall: 0.339 to 0.665 (g: 0.59) 80% As measures 2-5 only apply for certain groups of houses Table 5 gives an overview of the grouping. Table 5: Building categorisation (SFD,MFD) SFD MFD Building ID X10-X29 X30-X511 As several measures mentioned above have similar effects on their fuelling system, namely the electric grid, their influence will be investigated together. Those aggregations of measures will be called packages, where the first package includes the reduction of demand for lighting, appliances and the circulation pump to the up to date level (Electricity I). The next package, called Electricity II) includes furthermore a heat recovery of 50% and a lowering of the average indoor temperature to 20°C. A further benefit from reduced electric consumption is smaller peaks in the electric grid and an unloading of the grid. This then reduces the emissions from the grid, e.g. for storage and back up capacity. Also the insulation measures (PW4 – PW7) will be investigated as a package. This is due to the fact that such measures are state subsidised and are mostly carried out by one company. An additional measure will simulate the upscale effect of a typical renovation, where besides new insulation also the furnace is renewed and a solar thermal system is introduced to the building. (Up to date I) A more ambitious variation is the up to date II package, where it is assumed to make us of all the geo- and solar thermal potential. And the other fuels reduced accordingly to the 3.4.1. Also the higher efficiency of the gas boilers is considered (0.96) and a higher efficiency for oil boilers (0.94) due to exchange of the old furnace. Also an additional share of 2.5% of biomass fuels is introduced to the building stock. Even though this scenario seem quiet ambitious in the first place, the subsidies and cheap loans by granted by the government. (KfW) 33 3.4.2 Emission reduction by fuel change The second group covers all the measures which are based on a change in fuel. This does not reduce the net energy demand of a building but can reduce the delivered energy demand of a building. In most cases high emissive fuels, e.g. oil and coal, are substituted by low emissive ones e.g. solar heating. To cover the full scope of all energy sources available, one can start with the basic energy sources available. There are two energy sources which are infinite, with respect to mankind: the sun and geothermal energy. Geothermal energy is making use of the temperature gradient along the radius of the earth. The extracted heat can be used directly for heating purposes (either space heating or warm water) by using downhole heat exchangers. Downhole processes can also be used to produce electricity, as their cycle transports big amounts of energy. The heat which can not be used for electricity generation can then be used for space and hot water heating. In areas with a low heat gradient in the surface near areas heat pumps can make use of the small temperature difference, by using a process similar to the one in refrigerators. This is constantly possible, as the temperature in about 6 m depth does not change significantly during the year. Also included in this group are heat pumps using air as a heat source, which is obviously not a geothermal source, but uses similar techniques and may thus be included in this group. The electric potential of geothermal energy is assumed to be 6.4 GWel, which corresponds to 50 TWh/a (Klaus, et al., 2010). This potential considers ecological, financial and technical restrictions. Assuming such a plant delivers energy at a share of 50% heat and 50% electricity, gives 6.4 GWth, which corresponds to 50 TWh/a heat (Geox)9. This heat, which would else be wasted, can then be used in a district heating system. On the one hand it must be argued that this heat is also partly used for commercial purposes, which are not covered here. On the other hand this reduction may be compensated by assuming that companies feed excess heat into a district heating system. Besides this large-scale geothermal heat usage, one can also use the geothermal heat on a much smaller scale. This is done by heat pumps, which work in the same way as the ones to produce electricity. Only the scale and temperatures are different, as they only require much smaller amounts of heat and at lower temperatures. The following Table 6 shows the current installed heat pumps and the estimated potential in 2020. This potential is with respect to technical and economic aspects. 9 This geothermal power plant has the capacity assumed in the BMVS study and therefore the efficiencies can be used. 34 Table 6: Installed and potential power of heat pumps (Platt, et al., 2010) Type Av. heating power [kW] Number installed 2008 Heat produced [TWh/a] Installed power [GW] Est. number installed 2020 Est. installed power 2020 [GW] Est. heat delivered (2200 h/a) [TWh/a] Brine- water 10 155,000 3.41 1.55 820,000 26.8 58.96 Air- water 12 88,000 2.32 1.056 Water- water 14 26,000 0.8 0.364 Sum N/A 269,000 6.53 2.974 820,000 26.8 58.96 Adding up both measures this gives a total geothermal power of 33.2 GWthermal and 108.96 TWh/a heat. All the other energies, available for heating purposes, are due to the sun. The sun can be used either directly or indirectly. A form of direct use is the use of solar thermal panel. Those transfer the solar radiation into heat, which then can be used to heat spaces or to support warm water production. The potential for this is rather low, compared to other regions in the world, as the angle of the incoming beams of sunlight is rather flat. As already seen on the cover the available (direct) solar energy decreases from the South to the North of Germany. In 2012 11.5 GWtherm where installed. ((BSW-Solar), 2013) Future expected produced heat is 36 TWh/a in 2030, using 99 mio. m2 of collector area. (Ebert, et al., 2012). The area limitation is mainly due to shading and orientation of the roof areas. This potential will be introduced as a (renewable) fuel in the simulation. The second way to make (rather) direct use of the sun is to convert the solar radiation into electricity. The same limitations apply as for solar thermal use. Photovoltaic is a direct competitor to the solar thermal energy, as the space available on roof tops is limited. Using other not used areas is done, but exceeds the scoop of the thesis, as this is more a type of (micro) power plant, rather than a supporting energy source. Another often brought forward limitation of photovoltaic is the, compared to conventional fuels, rather unpredictable production and the unsteady availability. But it is shown that photovoltaic is no threat to the electric grid and thus shall not be discussed further here. The second argument, that the production is unsteady is partly right, but as the electricity is produced during high load times, photovoltaic even reduces the load on the electric grid during that time. (Burger, 2011) The total potential for Germany is estimated between 161 GWp and 275 GWp, which corresponds 35 to 66 TWh/a and 248 TWh/a respectively. The 66 TWh/a includes only a use of 34% of the available area, where the rest is given to the solar thermal use. ((BSW-Solar), 2013) and (Klaus, et al., 2010) This potential is not directly included in the model, as it is fed into the grid, but puts the electricity consumed (in the model) in a relation. The fed in into the grid influences the emissions of the electricity of the grid. The third big group is biomass and waste. The combination of this group is based on technical reasons, as both can be burned as a solid or gasified. Also waste can be seen as a renewable source of fuel, as it will always appear. Also some components of that group are both, biomass and waste, e.g. wood chips from a saw mill. Biomass is a direct competitor, in terms of area, to food, which must be seen as a problem. The potential for biomass in Germany is also limited to the material use of biomass, e.g. wood for boards and beams. Also the potential for energy from waste, burned in a CHP and then supplied to the customers, can be seen as constant, as no further resources are available. One might argue that old landfills might be a source for ‘new’ waste (and other valuable resources), but this potential seems rather limited, as those landfills would need to be older than the introduction of the recycling system to have a sufficient energy potential. The sustainable biomass potential for Germany is estimated to 202 TWh/a, assuming an (slightly increased) CHP efficiency of 60% result in 121.2 TWh/ael and 80.8 TWh/atherm. This is a theoretical potential, which accounts all the potential available for energy production and not for material use. Excluding the use for other purposes, e.g. transportation etc., the potential is estimated to 23 TWh/a. (Klaus, et al., 2010) Other sources see the maximum potential for biomass already reached. (Nitsch, et al., 2010) This corresponds to the current data used in the ECCABS model. Thus further increase of biomass will not be investigated. In this thesis the potential for biomass and waste will be limited to Germany, so no net imports are considered. It might be argued, that neighbouring countries, which have more capacities than they need, could supply Germany with biomass, e.g. Poland, Ukraine. This should be neglected anyways, as those transports require energy and the energy demand in those neighbouring countries will rise within the next years and thus they might be only able to supply for short terms. An area based perspective, rather than one restrained by political borders is to be applied, as only then optimal supply can be guaranteed. Model representation: P_HP, P_Sh_X and P_Hw_X (corresponding to the added fuels) 36 To get a better overview of the stated potentials above the following Table 7 will conclude this section: Table 7: Potential of the different renewable energy sources in private sectors Energy source Potential [TWh/a] Promising areas Electric Thermal Solar 66 36 South Direct geothermal none 108.96 South and Rhine Biomass / Waste None 23 Rural areas Geothermal heat from electricity production 50 50 Rhine sum 116 217.96 To get a better overview over the different potentials available in the different regions a bottom up characterisation seems to be ideal, as performed by the University of Technology Munich for the municipality of Ismaning. (Hausladen, et al., 2012) Thus a maximum supply with local renewable energies could be applied much easier, as they might be more easily implemented in the energy planning of to be build and renovated houses. The other potentials, e.g. electricity from geothermal heat or biomass and waste, for energy exploitations may not be investigated in this report, as they are not applicable to the housing sector and may be seen as part of the German generation system. Nevertheless a sustainable exploitation of these resources reduces the greenhouse gas footprint of every dwelling, which relies on the (inter-)national grid. 37 3.4.3 Other measures The third group of measures consists of those recommended by official and other sources, and the measures coming from the model itself. Those measures are mostly based on mathematical considerations and the sensitivity analysis of (Wanjani, et al., 2012).This subchapter will deal with the energy saving measures, which are obviously directly related to buildings, but can not be fully assed with the ECCABS model. Table 8 gives an overview over these further measures, which are then described in detail. Table 8: Further energy saving measures Number Measure O1 Increase the share of wood in building materials O2 Water management O3 District heating O4 Development area and population O5 Update furnaces O6 Reduced humidity O7 Use wood based insulation material Buildings not only consume energy and emit GHG during operation, but also during construction (and the production of the materials used). Walls have a major share in buildings and thus account for a majority of the emissions during construction. The emissions10 for 1 m2 of conventional wall varies between 63 to 127 kg CO2 equivalent, whereas wood based types vary between 42 to 54 kg CO2 equivalent. (Die Nachhaltigkeit von Fassadenbaustoffen im Vergleich - Ökobilanz von zehn Außenwandtypen, 2012) In addition the wood stores 1 t CO2 per 1m3 and acts as a CO2-storage during the lifetime of the building. Another interesting idea is the reuse of water within a building. As most such accommodations are built in the style of high-rise buildings, same floor plan for each level, the water used for showering or hand washing, may be used to flush the toilet of the next lower level (or even the own). The reuse of water across apartments can only be introduced in new buildings and, because of this not be further investigated in this thesis. The second one can be retrofitted to an existing bathroom. As reuse of water, as described before, not only reduces the amount of fresh water used, but also along with that the energy used to pump water. 10 including production, installation and end-of-life 38 Growth [%] Below -15 -15 to below -10 -10 to below -5 -5 to below 0 0 to below 5 5 or more The development of new housing areas is also a major potential, as a big movement from the city centers and rural areas, here especially eastern Germany, to the suburban areas is expected. The direct potential can be estimated by an interpolation between several housing standard models (EnEV 09, PHPP etc.). Along with those direct saving potentials also indirect potentials are available, e.g. by smart infrastructure, which allows short distances or good public transport for everyday ways. This reduces the emissions and energy demand, which are not directly reflected in the gas, oil or electricity bill. The change in population density (per county) is indicated in Figure 10 and shows the major potentials in and sorrounding the major cities and the South of Germany. Furthermore the total population of Germany is expected to shrink till 2050 to 71.5 mio.. This is a reduction of 12.6%. Thus the total energy demand for heating in germany can be expected to decrease by that percentage. Another measurement, which does not directly influence the demand of the building stock, but the primary energy demand (PED) is the increase of district heating capacity. A district heating system supplies a number of heat sinks with heat which are within certain distance. One of the advantages of such a system is that already over 20,000 systems have been set up. In 2011 those have supplied 344,412 customers/dwellings. The expansion and aggregation of those existing nets is estimated to 17.1 TWh/a, 84 TWh/a respectively. This numbers increase to 20.7 and 130.1 TWh/a by moving from a low price to a high price level and a changing from microeconomic to a (national) macroeconomic perspective. This difference, which is only due to economic reasons, might be bridged by government funding. The environmental benefit of such systems is that they are independent from the actual fuel and have an average Figure 10: Population growth by county (2009-2030) 39 loss of about 12% in the net. (AGFW | Der Energieeffizienzverband für Wärme, Kälte und KWK e.V., 2012) This loss can be compensated by much more efficient furnaces. More often updated furnaces also give the possibility to adjust the fuel to local opportunities, with fewer restrictions due to the inhabitants, e.g. smell, technical skills, noise. This heat might be gained from wood chips, waste or other renewable fuels from a combined heat and power system (CHP). To assure a continuous supply, when needed, also fossil fuel can be burned (either in one furnace or more). Also the overall efficiency of the whole system, as only very little losses occur from the incineration, transport and transfer of heat to the dwellings, is rather high. Another advantage of such a system is that also other sources can feed in heat, e.g. from geothermal or solar thermal systems, or waste heat from nearby industries. Those potentials will be presented below. Some buildings can not directly benefit from local renewable sources, e.g. no geothermal source available or they are situated in a valley and can not use solar thermal energy. These buildings could then be supplied indirectly using a district heating system. Other obstacles could be unfavorable direction of the roof or monumental restrictions. Other arguments, brought forward in favor of district heating, are an easier handling for the customer, as heat itself is supplied. In addition the reduced number of total parts may also suggest a reduced total effort for the same amount of heat supplied. Furthermore the district heating requires much less space in the dwelling than a normal furnace, especially when considering also tanks. A benefit for the general public might be a reduced amount of effort in defrosting streets and sidewalks, as e.g. in Iceland. The biggest advantage from an energy point of view is that only the heat is delivered, so furnace ‘growths and shrinks’ with the demand of the building, e.g. due to more inhabitants or a better insulation. In this model the potential is combined with the one using waste heat, as they both use the same carrier system. Furthermore it is assumed that 50% is produced at the current price and emissions and 50% are waste heat, which are sold at the current price, but their emissions are already accounted. Model representation: P_Sh_DH and P_Hw_DH As already mentioned in chapter 3.3.2 Furnaces the vast majority of the furnaces used in German dwellings are outdated. A replacement of those, as the efficiency has increased, will reduce the demand for delivered energy, while the net energy demand stays constant. As mentioned above, also the insulation material itself consumes energy produces and emissions during its lifetime. A change to wood based material can thus reduce the energy demand and corresponding emissions. It furthermore stores CO2 during its lifetime. As the lifetime of insulation material is much longer than the one of fuels, an import will (over the lifetime) decrease the saved emissions only very little. 40 3.5 Environmental impact As everything has an impact in its (direct) environment, also the energies used in dwellings have. As shown in Table 9 and Table 11 every form of fuel impacts the environment. To rate the different fuels and energy sources most often the CO2 equivalent is used. In this report also the SO2 equivalent is introduced. 3.5.1 CO2 equivalent Similar to the merit order for power plants an order for fuels (for heating and hot water) is introduced. In contrast to the merit order, which is based only on the costs, this ranking is based on the emissivity, availability and the competing demands, e.g. used as material. This is important as only this allows comparing different measures against each other. This order is mainly based on the total emissions (per kWh), but also on the ability to substitute a certain fuel. The data is also taken from the GEMIS database, which was introduced in chapter 3.2 above. Fuel with a top rank will be replaced by fuel with a lower rank. The following Table 9 gives the ranking used and a short explanation, if the order differs from the emissivity. Table 9: Fuel substitution order Rank Fuel Emissions [g CO2-eq. / kWh] Comment 1 Coal 330 Heavily subsidised in Germany and mining is determined 2 Electricity 579 Can hardly be stored and used for other purposes 3 Oil 313.5 4 Gas 245 Emissions can be reduced by increasing the share of biogas or hydrogen; also a good energy storage 5 Biomass / waste 91.4 6 District heating 251 Emissions can be reduced by change of fuel 7 Solar / geothermal energy 75 (photovoltaic) , others neglectable11 11 CO2-Emissionen der Stromerzeugung - Ein ganzheitlicher Vergleich verschiedener Techniken, 2007 41 Another problem comes along with the use of gas, or to be more precise the methane in the gas. Its impact on the atmosphere is about 25 times more damaging than CO2. As methane is mostly not produced at the place of final use, it needs to be transported, in Germany mostly pumped through pipelines, to the place of combustion. The leakage during transportation is at the moment at about 36 g CO2 equivalent / kWh. It must be argued that with increasing absolute amount, also the absolute emissions increase, but it must then also be considered that a local production of this gas reduces the losses, as they occur per km pipeline. (E.ON, 2005) A further major discussable factor is the emission factor of biomass. They reach in literature from -575 to 100 g/kWh, which is due to the different assumptions. The negative values result from avoided methane emissions, which results from the natural decomposing of the biomass. (CO2-Emissionen der Stromerzeugung - Ein ganzheitlicher Vergleich verschiedener Techniken, 2007) 3.5.2 SO2 equivalent SO2 is one of the main causes for acid rain, forest decline and acidification on foil. After the introduction of strippers in the late 1980’s it went out of the public focus, as the impacts mentioned upfront declined rapidly. But nevertheless every combustion emits SO2 and similar substances. The SO2 equivalent, analogous to the CO2 equivalent, rates the impact of different substances on the environment, as indicated in Table 10. Table 10: SO2 equivalent (Staiß, 2003) Substance SO2 NOx HCl HF NH3 H2S SO2 equivalent 1 0.696 0.878 1.601 3.762 0.983 For the further calculations the following values for the different fuels are used (Life Cycle Umweltbilanz von österreichischen Heizsystemen, 2000) and (Zech, et al.): Table 11: SO2 equivalent emssions of different fuels G a s O il C o a l B io m a ss D is tr ic t h ea ti n g E le ct ri ci ty G eo th er m a l en er g y P h o to - v o lt a ic S o la r th er m a l SO2 equivalent [g/kWh] 0.25 0.65 4 1.2 0.4 0.8 0.045 0.676 0.25 42 This value might either be used as another major indicator to rate heating systems, or as a secondary to decide between two CO2-equivalent wise similar options. As well as for CO2-equivalent as for SO2 equivalent emissions it must be kept in mind that those emitted by biomass are part of the regular cycle, whereas those from fossil have been stored and excluded from circulation for millions of years. These emissions have a high impact on the present climate. In contrast the biomass fuels add no quantities to the natural circulation. 3.6 Costs For the dwelling owner the costs and revenues are the major factor to either decide on applying a measure or not. The above investigated measures represent an update of a part of the current building stock. These can either be done by using less efficient materials or the measures only to a share of buildings. The first alternative is most unlikely to happen, as only investments in to an at least up to date level are made. As the discomfort is the same for the inhabitant, more efficient measures are chosen, if they return a cost saving. A applying of measures with up to date materials in just a part of the building stock, can be simulated by interpolating the different measures. From a technical and national point of view especially the maximum potentials are of most interest and are thus investigated mainly in the following chapters. An investigation of small, medium and big saving potential will show the relation between costs and saved energy and emissions. 3.6.1 Measures Besides the measures summed up in the pathway project, also the costs for retrofitting the whole envelope are investigated. This is due to the fact that such massive renovations are aggregated and it is made use of synergies. Furthermore some components (e.g. furnace) of the new energy system must be dimensioned according to other parts (e.g. insulation). In addition those measures with the biggest reduction in emissions and delivered energy are considered. The costs for certain measures are marginal costs. This is due to the fact that nearly all of the energy renovations will be done when a ‘cosmetic’ renovation or a replacement due to failure is performed. The costs for the measures to save electricity from appliances and lighting are set to 0 as well, as EU regulations ban more and more inefficient products from the market, as stated above. The costs for certain measures were mostly taken from the Schwäbsich Hall bank, which finances housing related projects, as renovations. If not indicated other. 43 The costs for packages are the sum of all individual measures, so synergies are not accounted for. As measures have different lifetimes, the costs for each sub-measure was up scaled to the lifetime of the longest measure, mostly the insulation with 40 years. 3.6.2 Maintenance The maintenance costs for buildings and its components depend much on the age of the building, its construction complexity and the type of building. As the calculated values are average across the whole building stock also average values for maintenance must be applied. Also no inflation needs to be considered, as it is calculated with respect to the reference year 2009. The effects of the age of a building may be neglected in thi